Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 41-50 out of 198 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2017, L.P.	1721456	05/11/2018	D/A	Indefinite	$91,005,000
UBS FINANCIAL SERVICES INC.	8174	Robertson Opportunity Fund LP	1404897	03/07/2016	D/A	Indefinite	$90,800,000
UBS FINANCIAL SERVICES INC.	8174	Robertson Opportunity Fund LP	1404897	03/03/2017	D/A	Indefinite	$90,400,000
UBS FINANCIAL SERVICES INC.	8174	AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.	1779468	11/12/2021	D/A	Indefinite	$90,333,740
UBS FINANCIAL SERVICES INC.	8174	O'Connor Fund of Funds: Masters LLC	947895	11/30/2012	D/A	Indefinite	$89,831,962
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Fund, L.P.	1640920	06/29/2015	D	Indefinite	$89,730,000
UBS FINANCIAL SERVICES INC.	8174	Robertson Opportunity Fund LP	1404897	03/07/2014	D/A	Indefinite	$89,600,000
UBS FINANCIAL SERVICES INC.	8174	NB Crossroads 2010 Fund - A Asset Allocation LP	1490901	06/10/2011	D/A	Indefinite	$89,275,000
UBS FINANCIAL SERVICES INC.	8174	Crestline Offshore Fund, Ltd.	1162585	06/22/2015	D/A	Indefinite	$89,057,821
UBS FINANCIAL SERVICES INC.	8174	BROOKFIELD GLOBAL LISTED INFRASTRUCTURE PARTNERS LP	1553972	03/24/2017	D/A	Indefinite	$88,609,208

198 Results

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