Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 31-40 out of 198 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Morgan Stanley Opportunistic Cayman Fund SPC	1376367	09/04/2014	D/A	Indefinite	$94,085,470
UBS FINANCIAL SERVICES INC.	8174	TERRAPIN LEGENDS FUND LP	1456729	03/16/2011	D/A	Indefinite	$93,798,004
UBS FINANCIAL SERVICES INC.	8174	Braeside Capital, L.P.	1300407	01/14/2010	D/A	Indefinite	$93,146,656
UBS FINANCIAL SERVICES INC.	8174	Robertson Opportunity Fund LP	1404897	03/06/2015	D/A	Indefinite	$92,900,000
UBS FINANCIAL SERVICES INC.	8174	NB STRATEGIC CO-INVESTMENT PARTNERS II-B LP	1549285	10/11/2012	D/A	Indefinite	$91,979,600
UBS FINANCIAL SERVICES INC.	8174	UBS Rialto Real Estate Fund, L.L.C.	1519811	09/14/2011	D/A	Indefinite	$91,637,500
UBS FINANCIAL SERVICES INC.	8174	AlphaMetrix Managed Futures LLC	1373179	12/10/2009	D/A	Indefinite	$91,291,356
UBS FINANCIAL SERVICES INC.	8174	Alphametrix Managed Futures LLC (Aspect Series)	1373179	12/10/2009	D/A	Indefinite	$91,291,356
UBS FINANCIAL SERVICES INC.	8174	AlphaMetrix Managed Futures LLC (Aspect Series)	1373179	03/05/2010	D/A	Indefinite	$91,291,356
UBS FINANCIAL SERVICES INC.	8174	AlphaMetrix Managed Futures LLC (Aspect Series)	1373179	04/09/2010	D/A	Indefinite	$91,291,356

198 Results

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