Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 21-30 out of 198 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	TERRAPIN LEGENDS FUND LP	1456729	03/16/2012	D/A	Indefinite	$95,423,004
UBS FINANCIAL SERVICES INC.	8174	TERRAPIN LEGENDS FUND LP	1456729	06/28/2012	D/A	Indefinite	$95,423,004
UBS FINANCIAL SERVICES INC.	8174	TERRAPIN LEGENDS FUND LP	1456729	06/28/2013	D/A	Indefinite	$95,423,004
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha II Ltd	1502315	05/22/2017	D/A	Indefinite	$95,083,502
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Offshore Fund II, Ltd.	1503462	10/23/2020	D/A	Indefinite	$94,949,745
UBS FINANCIAL SERVICES INC.	8174	Morgan Stanley AIP Seventh Street Fund LP	1355191	09/03/2015	D/A	Indefinite	$94,879,420
UBS FINANCIAL SERVICES INC.	8174	Morgan Stanley AIP Seventh Street Fund LP	1355191	09/02/2016	D/A	Indefinite	$94,879,420
UBS FINANCIAL SERVICES INC.	8174	Crestline ERISA Fund, Ltd.	1447068	06/20/2012	D/A	Indefinite	$94,629,713
UBS FINANCIAL SERVICES INC.	8174	BELVEDERE CAPITAL FUND CO LLC	1035602	03/05/2019	D/A	Indefinite	$94,157,000
UBS FINANCIAL SERVICES INC.	8174	BELVEDERE CAPITAL FUND CO LLC	1035602	03/05/2020	D/A	Indefinite	$94,157,000

198 Results

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