Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | MPM ONCOLOGY INNOVATIONS FUND LP | 1719960 | 07/01/2019 | D/A | $200,000,000 | $52,650,002 |
| UBS FINANCIAL SERVICES INC. | 8174 | CORSAIR CAPITAL PARTNERS 100 LP | 1455536 | 03/19/2020 | D/A | Indefinite | $51,911,797 |
| UBS FINANCIAL SERVICES INC. | 8174 | Cross Shore Overseas Fund, Ltd. | 1447598 | 02/26/2014 | D/A | Indefinite | $51,651,169 |
| UBS FINANCIAL SERVICES INC. | 8174 | AG Energy Credit Opportunities Offshore Holdings IV, L.P. | 1776674 | 09/06/2019 | D | Indefinite | $51,500,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | Cavendish Futures Fund LLC | 1562622 | 03/04/2014 | D/A | Indefinite | $51,252,984 |
| UBS FINANCIAL SERVICES INC. | 8174 | UBS MILLENNIUM FUND (OFFSHORE), LTD. | 1521529 | 08/11/2011 | D | Indefinite | $50,345,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | Alkeon Growth Offshore Fund II, Ltd. | 1503462 | 10/25/2019 | D/A | Indefinite | $50,224,212 |
| UBS FINANCIAL SERVICES INC. | 8174 | O'Connor Sustainability Long/Short Equity Ltd | 1555738 | 08/09/2012 | D | Indefinite | $50,000,000 |