Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 181-190 out of 198 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	CORSAIR CAPITAL PARTNERS 100 LP	1455536	03/19/2021	D/A	Indefinite	$53,611,797
UBS FINANCIAL SERVICES INC.	8174	CHESAPEAKE PRIVATE FUTURES FUND LP	872974	03/16/2009	D/A	Indefinite	$53,607,035
UBS FINANCIAL SERVICES INC.	8174	CHESAPEAKE PRIVATE FUTURES FUND LP	872974	03/12/2010	D/A	Indefinite	$53,607,035
UBS FINANCIAL SERVICES INC.	8174	CHESAPEAKE PRIVATE FUTURES FUND LP	872974	03/14/2011	D/A	Indefinite	$53,607,035
UBS FINANCIAL SERVICES INC.	8174	AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC	1767006	09/25/2020	D/A	Indefinite	$53,326,127
UBS FINANCIAL SERVICES INC.	8174	LionHedge Paulson Advantage Plus Fund, L.P.	1464345	05/18/2011	D/A	Indefinite	$53,281,894
UBS FINANCIAL SERVICES INC.	8174	KKR North America Fund XIII Private Investors (Offshore) L.P.	1896269	12/03/2021	D	Indefinite	$53,110,000
UBS FINANCIAL SERVICES INC.	8174	KKR North America Fund XIII Private Investors (Offshore) L.P.	1896269	02/08/2022	D/A	Indefinite	$53,110,000
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Merger Arbitrage Ltd	1643061	07/15/2016	D/A	Indefinite	$53,050,000
UBS FINANCIAL SERVICES INC.	8174	UBS Masters Fund, L.L.C.	947895	12/02/2009	D/A	Indefinite	$53,039,764

198 Results

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