Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 161-170 out of 198 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Bardin Hill Event-Driven Fund Ltd.	1679896	12/10/2020	D/A	Indefinite	$59,817,275
UBS FINANCIAL SERVICES INC.	8174	Bardin Hill Event-Driven Fund Ltd.	1679896	12/10/2021	D/A	Indefinite	$59,817,275
UBS FINANCIAL SERVICES INC.	8174	Bardin Hill Event-Driven Fund Ltd.	1679896	12/09/2022	D/A	Indefinite	$59,817,275
UBS FINANCIAL SERVICES INC.	8174	Cross Shore Overseas Fund, Ltd.	1447598	02/24/2015	D/A	Indefinite	$59,751,169
UBS FINANCIAL SERVICES INC.	8174	AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC	1767006	11/25/2020	D/A	Indefinite	$58,898,627
UBS FINANCIAL SERVICES INC.	8174	UBS Distressed Opportunities Fund III, L.L.C.	1480213	01/15/2010	D	Indefinite	$58,700,000
UBS FINANCIAL SERVICES INC.	8174	AlphaKeys Tactical Opportunities Fund III, L.L.C.	1714196	08/22/2017	D	Indefinite	$58,524,475
UBS FINANCIAL SERVICES INC.	8174	Third Point Ultra Onshore LP	1751977	10/29/2019	D/A	Indefinite	$58,171,364
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND III, L.L.C.	1557747	10/09/2012	D/A	Indefinite	$58,135,000
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS BRASIL INFRASTRUCTURE FUND, L.L.C.	1607117	05/14/2014	D	Indefinite	$57,696,000

198 Results

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