Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 141-150 out of 198 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	A&Q Neutral Alpha Strategies Ltd	1276988	12/17/2020	D/A	Indefinite	$65,669,871
UBS FINANCIAL SERVICES INC.	8174	RCP OFFSHORE FUND LTD	1413071	02/28/2011	D/A	Indefinite	$65,064,283
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Fund, L.P.	1640920	06/23/2016	D/A	Indefinite	$65,000,000
UBS FINANCIAL SERVICES INC.	8174	A&Q Neutral Alpha Strategies Ltd	1276988	12/18/2019	D/A	Indefinite	$64,669,871
UBS FINANCIAL SERVICES INC.	8174	UBS Rialto Real Estate Fund, L.L.C.	1519811	08/12/2011	D/A	Indefinite	$64,437,500
UBS FINANCIAL SERVICES INC.	8174	JAM Offshore Investors Ltd	1734699	08/15/2019	D/A	Indefinite	$63,714,673
UBS FINANCIAL SERVICES INC.	8174	JAM Offshore Investors Ltd	1734699	08/14/2020	D/A	Indefinite	$63,714,673
UBS FINANCIAL SERVICES INC.	8174	JAM Offshore Investors Ltd	1734699	02/24/2021	D/A	Indefinite	$63,714,673
UBS FINANCIAL SERVICES INC.	8174	JAM Offshore Investors Ltd	1734699	02/22/2022	D/A	Indefinite	$63,714,673
UBS FINANCIAL SERVICES INC.	8174	JAM Offshore Investors Ltd	1734699	02/22/2023	D/A	Indefinite	$63,714,673

198 Results

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