Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 121-130 out of 198 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS DOUBLE BLACK DIAMOND FUND, L.L.C.	1551189	04/15/2016	D/A	Indefinite	$69,712,000
UBS FINANCIAL SERVICES INC.	8174	Avenue Europe Capital Solutions Feeder, L.P.	1596383	01/13/2015	D/A	Indefinite	$69,115,000
UBS FINANCIAL SERVICES INC.	8174	Coller International Partners VIII (iCapital), L.P.	1794147	05/07/2020	D/A	Indefinite	$68,875,000
UBS FINANCIAL SERVICES INC.	8174	DORCHESTER CAPITAL INTERNATIONAL LTD	1291484	09/05/2014	D/A	Indefinite	$68,524,301
UBS FINANCIAL SERVICES INC.	8174	DORCHESTER CAPITAL INTERNATIONAL LTD	1291484	04/01/2013	D/A	Indefinite	$68,321,770
UBS FINANCIAL SERVICES INC.	8174	Systematica Synergy Fund L.P.	1663512	04/25/2019	D/A	Indefinite	$68,255,384
UBS FINANCIAL SERVICES INC.	8174	KKR Energy Income & Growth Fund II (iCapital), L.P.	1750851	08/22/2018	D	Indefinite	$68,205,000
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS DOUBLE BLACK DIAMOND FUND, L.L.C.	1551189	04/16/2015	D/A	Indefinite	$67,812,000
UBS FINANCIAL SERVICES INC.	8174	LOCUST WOOD CAPITAL OFFSHORE FUND LTD	1357210	03/15/2013	D/A	Indefinite	$67,792,075
UBS FINANCIAL SERVICES INC.	8174	ARES European Real Estate (Cayman) Feeder Fund IV, L.P.	1586373	08/28/2014	D/A	Indefinite	$67,750,000

198 Results

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