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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 111-120 out of 198 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174ALKEON GROWTH PARTNERS L P127883403/17/2009D/AIndefinite$72,537,749
UBS FINANCIAL SERVICES INC.8174NFP Continuation Partners Parallel, LP197216504/18/2023DIndefinite$72,240,000
UBS FINANCIAL SERVICES INC.8174UBS Masters Fund, L.L.C.94789512/02/2010D/AIndefinite$72,146,967
UBS FINANCIAL SERVICES INC.8174BELVEDERE CAPITAL FUND CO LLC103560203/05/2013D/AIndefinite$72,117,788
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS DOUBLE BLACK DIAMOND FUND, L.L.C.155118904/20/2017D/AIndefinite$72,112,000
UBS FINANCIAL SERVICES INC.8174Systematica Synergy Fund L.P.166351204/27/2020D/AIndefinite$71,505,384
UBS FINANCIAL SERVICES INC.8174Systematica Synergy Fund L.P.166351204/27/2021D/AIndefinite$71,505,384
UBS FINANCIAL SERVICES INC.8174Systematica Synergy Fund L.P.166351204/27/2022D/AIndefinite$71,505,384
UBS FINANCIAL SERVICES INC.8174Satellite Multi-Strategy Access Fund LLC141002103/11/2009D/AIndefinite$71,296,204
UBS FINANCIAL SERVICES INC.8174Satellite Multi-Strategy Access Fund, L.L.C.141002112/02/2009D/AIndefinite$71,296,204

198 Results

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