Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $5 Billion to $10 Billion $10 Billion to $25 Billion $25 Billion to $50 Billion

Sort by:

Displaying 101-110 out of 198 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Offshore Fund, Ltd.	1278837	11/02/2015	D/A	Indefinite	$75,272,964
UBS FINANCIAL SERVICES INC.	8174	AIS Select - Quantitative Strategies Ltd	1555748	08/09/2012	D	Indefinite	$75,000,000
UBS FINANCIAL SERVICES INC.	8174	Crestline Offshore Fund, Ltd.	1162585	06/22/2016	D/A	Indefinite	$74,627,266
UBS FINANCIAL SERVICES INC.	8174	TERRAPIN OFFSHORE FUND OF FUNDS LTD	1347138	03/15/2010	D/A	Indefinite	$74,315,220
UBS FINANCIAL SERVICES INC.	8174	TERRAPIN OFFSHORE FUND OF FUNDS LTD	1347138	03/16/2010	D/A	Indefinite	$74,315,220
UBS FINANCIAL SERVICES INC.	8174	TERRAPIN OFFSHORE FUND OF FUNDS LTD	1347138	03/15/2011	D/A	Indefinite	$74,315,120
UBS FINANCIAL SERVICES INC.	8174	Braeside Capital II, L.P.	1501561	01/11/2011	D	Indefinite	$73,862,034
UBS FINANCIAL SERVICES INC.	8174	Infrastructure Investments Fund (iCapital), Ltd.	1822517	04/24/2023	D/A	Indefinite	$73,200,000
UBS FINANCIAL SERVICES INC.	8174	TERRAPIN OFFSHORE FUND OF FUNDS LTD	1347138	03/13/2009	D/A	Indefinite	$73,115,120
UBS FINANCIAL SERVICES INC.	8174	Crestline Plus, L.P.	1200426	03/07/2011	D/A	Indefinite	$72,761,782

198 Results

<
1
...
9
10
11
12
13
...
20
>