Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 91-100 out of 198 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS WP XI, L.L.C.	1568370	06/17/2013	D	$77,851,000	$77,851,000
UBS FINANCIAL SERVICES INC.	8174	O'Connor Fund of Funds: Masters LLC	947895	12/01/2011	D/A	Indefinite	$77,831,962
UBS FINANCIAL SERVICES INC.	8174	UBS EQUITY OPPORTUNITY FUND, L.L.C.	1131682	12/02/2009	D/A	Indefinite	$77,515,354
UBS FINANCIAL SERVICES INC.	8174	TERRAPIN OFFSHORE FUND OF FUNDS LTD	1347138	06/30/2014	D/A	Indefinite	$77,385,119
UBS FINANCIAL SERVICES INC.	8174	Carlyle Cardinal Ireland Dollar Feeder, L.P.	1587765	05/20/2014	D/A	Indefinite	$76,825,000
UBS FINANCIAL SERVICES INC.	8174	TERRAPIN OFFSHORE FUND OF FUNDS LTD	1347138	03/15/2012	D/A	Indefinite	$76,735,120
UBS FINANCIAL SERVICES INC.	8174	TERRAPIN OFFSHORE FUND OF FUNDS LTD	1347138	06/28/2012	D/A	Indefinite	$76,735,120
UBS FINANCIAL SERVICES INC.	8174	TERRAPIN OFFSHORE FUND OF FUNDS LTD	1347138	06/28/2013	D/A	Indefinite	$76,735,119
UBS FINANCIAL SERVICES INC.	8174	BlueMountain Summit Opportunities Fund II (US) L.P.	1632056	08/18/2015	D/A	Indefinite	$76,600,000
UBS FINANCIAL SERVICES INC.	8174	UBS MILLENNIUM FUND (OFFSHORE), LTD.	1521529	10/13/2011	D/A	Indefinite	$75,426,811

198 Results

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