Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 71-80 out of 85 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	DFP SLV, L.P.	1487129	12/05/2011	D/A	$5,536,532	$5,536,532
UBS FINANCIAL SERVICES INC.	8174	Robertson Opportunity Master LP	1405016	02/26/2019	D/A	Indefinite	$5,400,000
UBS FINANCIAL SERVICES INC.	8174	Robertson Opportunity Master LP	1405016	02/25/2020	D/A	Indefinite	$5,400,000
UBS FINANCIAL SERVICES INC.	8174	Robertson Opportunity Master LP	1405016	02/23/2021	D/A	Indefinite	$5,400,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/12/2015	D/A	$6,278,378	$5,231,982
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/21/2016	D/A	$6,278,378	$5,231,982
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/06/2017	D/A	$6,278,378	$5,231,982
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Merger Arbitrage LLC	1643062	07/15/2016	D/A	Indefinite	$5,205,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	09/26/2013	D/A	$8,229,572	$5,157,977
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/21/2014	D/A	$10,098,734	$5,157,977

85 Results

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