Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 61-70 out of 85 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NB Crossroads 2010 Fund - Plan Asset Allocation LP	1486691	07/01/2011	D/A	Indefinite	$6,200,000
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2012, L.P.	1558995	11/13/2012	D/A	Indefinite	$6,050,000
UBS FINANCIAL SERVICES INC.	8174	Lombard International Life Assurance Co Separate Account VL398	1930904	04/18/2023	D/A	Indefinite	$6,000,000
UBS FINANCIAL SERVICES INC.	8174	DORCHESTER CAPITAL INTERNATIONAL LTD	1291484	03/01/2018	D/A	Indefinite	$5,879,958
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/29/2011	D/A	$10,935,180	$5,855,015
UBS FINANCIAL SERVICES INC.	8174	Beldore Capital Fund LLC	1404013	11/08/2018	D/A	Indefinite	$5,818,932
UBS FINANCIAL SERVICES INC.	8174	Beldore Capital Fund LLC	1404013	11/08/2019	D/A	Indefinite	$5,818,932
UBS FINANCIAL SERVICES INC.	8174	Beldore Capital Fund LLC	1404013	11/13/2020	D/A	Indefinite	$5,818,932
UBS FINANCIAL SERVICES INC.	8174	Beldore Capital Fund LLC	1404013	11/18/2021	D/A	Indefinite	$5,818,932
UBS FINANCIAL SERVICES INC.	8174	DFP SLV, L.P.	1487129	03/24/2010	D	Indefinite	$5,536,532

85 Results

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