Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 41-50 out of 85 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	DORCHESTER CAPITAL INTERNATIONAL LTD	1291484	03/02/2017	D/A	Indefinite	$7,037,697
UBS FINANCIAL SERVICES INC.	8174	O'Connor Global Fundamental Market Neutral Long/Short (Levered) LLC	1545803	03/27/2014	D/A	Indefinite	$7,007,559
UBS FINANCIAL SERVICES INC.	8174	O'Connor Global Fundamental Market Neutral Long/Short (Levered) LLC	1545803	03/27/2015	D/A	Indefinite	$7,007,559
UBS FINANCIAL SERVICES INC.	8174	O'Connor Global Fundamental Market Neutral Long/Short (Levered) LLC	1545803	03/28/2016	D/A	Indefinite	$7,007,559
UBS FINANCIAL SERVICES INC.	8174	O'Connor Global Fundamental Market Neutral Long/Short (Levered) LLC	1545803	03/28/2017	D/A	Indefinite	$7,007,559
UBS FINANCIAL SERVICES INC.	8174	O'Connor Global Fundamental Market Neutral Long/Short (Levered) LLC	1545803	03/27/2013	D/A	Indefinite	$6,919,907
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/12/2015	D/A	$8,252,763	$6,877,303
UBS FINANCIAL SERVICES INC.	8174	Cibus Anna Fund II L.P.	1928766	05/13/2022	D	Indefinite	$6,825,000
UBS FINANCIAL SERVICES INC.	8174	AlphaKeys Rise Fund, L.L.C.	1703771	05/04/2017	D	Indefinite	$6,750,000
UBS FINANCIAL SERVICES INC.	8174	Terrapin Offshore Fund of Funds SLV, Ltd.	1470109	06/30/2014	D/A	Indefinite	$6,682,756

85 Results

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