Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 31-40 out of 85 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Old Kings Capital Offshore, Ltd.	1381302	01/08/2021	D/A	Indefinite	$7,948,500
UBS FINANCIAL SERVICES INC.	8174	A&Q Alternative Yield Fund Ltd	1806216	03/11/2020	D	Indefinite	$7,750,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	07/15/2014	D/A	$9,229,856	$7,691,547
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/21/2014	D/A	$13,028,082	$7,599,100
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2012, L.P.	1558995	12/17/2012	D/A	Indefinite	$7,550,000
UBS FINANCIAL SERVICES INC.	8174	Crestline Opportunity Partners, L.P.	1359186	03/07/2011	D/A	Indefinite	$7,520,239
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/07/2015	D	$8,960,007	$7,466,673
UBS FINANCIAL SERVICES INC.	8174	Robertson Opportunity Master LP	1405016	03/03/2017	D/A	Indefinite	$7,200,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	09/26/2013	D/A	$10,169,798	$7,124,832
UBS FINANCIAL SERVICES INC.	8174	NB STRATEGIC CO-INVESTMENT CAYMAN PARTNERS II-B LP	1557792	02/15/2013	D/A	Indefinite	$7,050,000

85 Results

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