Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 21-30 out of 85 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/19/2010	D/A	$15,672,033	$8,320,028
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	07/22/2010	D/A	$15,672,034	$8,320,028
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/29/2011	D/A	$15,672,034	$8,320,028
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/24/2012	D/A	$15,672,034	$8,320,028
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/26/2013	D/A	$15,672,034	$8,320,028
UBS FINANCIAL SERVICES INC.	8174	AG SUPER FUND INTERNATIONAL PARTNERS, L.P.	1460094	04/12/2017	D/A	Indefinite	$8,250,539
UBS FINANCIAL SERVICES INC.	8174	AG SUPER FUND INTERNATIONAL PARTNERS, L.P.	1460094	04/14/2016	D/A	Indefinite	$8,246,345
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2012, L.P.	1558995	02/19/2013	D/A	Indefinite	$8,050,000
UBS FINANCIAL SERVICES INC.	8174	Old Kings Capital Offshore, Ltd.	1381302	01/07/2022	D/A	Indefinite	$8,048,500
UBS FINANCIAL SERVICES INC.	8174	Old Kings Capital Offshore, Ltd.	1381302	01/04/2023	D/A	Indefinite	$8,048,500

85 Results

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