Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 11-20 out of 85 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	11/21/2013	D/A	$10,800,000	$9,000,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	11/17/2014	D/A	$10,800,000	$9,000,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/03/2015	D/A	$10,800,000	$9,000,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/06/2016	D/A	$10,800,000	$9,000,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/06/2017	D/A	$10,800,000	$9,000,000
UBS FINANCIAL SERVICES INC.	8174	Lombard International Life Assurance Co Separate Account VL 213	1761813	05/06/2022	D/A	Indefinite	$8,750,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/21/2016	D/A	$10,315,953	$8,596,628
UBS FINANCIAL SERVICES INC.	8174	Apollo European Credit Fund (Offshore), L.P.	1537446	12/16/2011	D	Indefinite	$8,500,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	11/21/2013	D/A	$12,519,776	$8,333,147
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	07/13/2009	D	$15,672,037	$8,320,028

85 Results

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