Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | THIRD POINT ULTRA LTD | 1341762 | 03/13/2020 | D/A | Indefinite | $6,309,477,500 |
| UBS FINANCIAL SERVICES INC. | 8174 | DOUBLE BLACK DIAMOND LTD. | 1461274 | 03/16/2015 | D/A | Indefinite | $6,305,262,277 |
| UBS FINANCIAL SERVICES INC. | 8174 | KKR North America Fund XI L.P. | 1541293 | 02/15/2013 | D/A | Indefinite | $6,081,206,847 |
| UBS FINANCIAL SERVICES INC. | 8174 | DOUBLE BLACK DIAMOND LTD. | 1461274 | 03/14/2014 | D/A | Indefinite | $6,045,807,218 |
| UBS FINANCIAL SERVICES INC. | 8174 | ATLAS ENHANCED FUND, LTD | 1509211 | 10/27/2016 | D/A | Indefinite | $5,985,126,617 |
| UBS FINANCIAL SERVICES INC. | 8174 | Paulson Advantage Ltd. | 1394925 | 03/20/2017 | D/A | Indefinite | $5,907,085,232 |
| UBS FINANCIAL SERVICES INC. | 8174 | Paulson Advantage Ltd. | 1394925 | 03/18/2016 | D/A | Indefinite | $5,907,060,393 |
| UBS FINANCIAL SERVICES INC. | 8174 | ATLAS ENHANCED FUND, LTD | 1509211 | 10/27/2017 | D/A | Indefinite | $5,702,873,227 |
| UBS FINANCIAL SERVICES INC. | 8174 | ATLAS ENHANCED FUND, LTD | 1509211 | 10/28/2021 | D/A | Indefinite | $5,671,639,576 |