Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 81-90 out of 125 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Solus Long-Term Opportunities Evergreen Fund Offshore LP	1738939	10/09/2020	D/A	Indefinite	$33,610,496
UBS FINANCIAL SERVICES INC.	8174	Solus Long-Term Opportunities Evergreen Fund Offshore LP	1738939	10/08/2021	D/A	Indefinite	$33,610,496
UBS FINANCIAL SERVICES INC.	8174	Solus Long-Term Opportunities Evergreen Fund Offshore LP	1738939	10/07/2022	D/A	Indefinite	$33,610,496
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Offshore Fund II, Ltd.	1503462	02/23/2017	D/A	Indefinite	$33,180,785
UBS FINANCIAL SERVICES INC.	8174	Crestline Partners, L.P.	1061335	06/22/2016	D/A	Indefinite	$32,516,238
UBS FINANCIAL SERVICES INC.	8174	Crestline ERISA Fund, Ltd.	1447068	03/07/2011	D/A	Indefinite	$32,229,713
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2012, L.P.	1558995	10/24/2013	D/A	Indefinite	$31,550,000
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Pension Fund Ltd.	1460028	03/16/2010	D/A	Indefinite	$30,766,628
UBS FINANCIAL SERVICES INC.	8174	NEUBERGER BERMAN GTAA FUND I, LTD	1424673	06/19/2012	D/A	Indefinite	$30,554,732
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2012, L.P.	1558995	09/16/2013	D/A	Indefinite	$30,550,000

125 Results

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