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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 71-80 out of 125 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174UBS GS INVESTMENT PARTNERS, L.L.C.154195505/14/2012D/AIndefinite$35,476,000
UBS FINANCIAL SERVICES INC.8174NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585601/28/2013D/A$54,639,373$35,007,883
UBS FINANCIAL SERVICES INC.8174CORSAIR CAPITAL PARTNERS 100 LP145553603/15/2012D/AIndefinite$34,975,703
UBS FINANCIAL SERVICES INC.8174UBS Rialto Real Estate Fund, L.L.C.151981107/14/2011D/AIndefinite$34,737,500
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Offshore Fund II, Ltd.150346210/26/2017D/AIndefinite$34,380,785
UBS FINANCIAL SERVICES INC.8174NEUBERGER BERMAN GTAA FUND I, LTD142467306/14/2013D/AIndefinite$34,144,732
UBS FINANCIAL SERVICES INC.8174Avenue Europe Capital Solutions Feeder, L.P.159638301/13/2014DIndefinite$34,110,000
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Offshore Fund II, Ltd.150346202/24/2016D/AIndefinite$33,830,785
UBS FINANCIAL SERVICES INC.8174Alkeon Innovation Offshore Fund II, Private Series, LP185573206/10/2021D/AIndefinite$33,750,000
UBS FINANCIAL SERVICES INC.8174NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585601/10/2014D/A$53,059,844$33,691,610

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