Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 61-70 out of 125 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Holdings, L.P.	1640919	06/14/2019	D/A	Indefinite	$37,618,900
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Holdings, L.P.	1640919	06/16/2020	D/A	Indefinite	$37,618,900
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Holdings, L.P.	1640919	06/17/2021	D/A	Indefinite	$37,618,900
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Holdings, L.P.	1640919	06/16/2022	D/A	Indefinite	$37,618,900
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Holdings, L.P.	1640919	06/20/2023	D/A	Indefinite	$37,618,900
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/09/2015	D/A	$45,109,935	$37,591,613
UBS FINANCIAL SERVICES INC.	8174	Crestline Partners, L.P.	1061335	06/22/2015	D/A	Indefinite	$37,217,242
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2017 (Offshore), L.P.	1721455	07/30/2018	D/A	Indefinite	$36,770,000
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS DOUBLE BLACK DIAMOND FUND, L.L.C.	1551189	09/11/2013	D/A	Indefinite	$36,404,000
UBS FINANCIAL SERVICES INC.	8174	UBS GAVEA FUND, L.L.C.	1522380	09/11/2013	D/A	Indefinite	$35,491,829

125 Results

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