Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 31-40 out of 125 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Offshore Fund, Ltd.	1278837	03/05/2015	D/A	Indefinite	$46,221,214
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Environmental Focus Fund (Cayman) Ltd	1814815	04/04/2022	D/A	Indefinite	$46,173,730
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Environmental Focus Fund (Cayman) Ltd	1814815	04/07/2022	D/A	Indefinite	$46,173,730
UBS FINANCIAL SERVICES INC.	8174	CORSAIR CAPITAL PARTNERS 100 LP	1455536	03/17/2014	D/A	Indefinite	$46,120,703
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2012, L.P.	1558995	01/14/2014	D/A	Indefinite	$45,925,000
UBS FINANCIAL SERVICES INC.	8174	O'Connor Fund of Funds: Global Diversified Strategies Ltd	1529223	08/31/2012	D/A	Indefinite	$44,669,300
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/12/2016	D/A	$53,412,459	$44,510,383
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/08/2017	D/A	$53,412,459	$44,510,383
UBS FINANCIAL SERVICES INC.	8174	Halcyon Solutions Fund Ltd.	1679896	07/25/2018	D/A	Indefinite	$44,317,275
UBS FINANCIAL SERVICES INC.	8174	Bardin Hill Event-Driven Fund Ltd.	1679896	12/10/2018	D/A	Indefinite	$44,317,275

125 Results

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