Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 21-30 out of 125 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	MORGAN STANLEY OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P	1376082	09/02/2016	D/A	Indefinite	$47,476,296
UBS FINANCIAL SERVICES INC.	8174	MORGAN STANLEY OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P	1376082	09/03/2015	D/A	Indefinite	$46,386,407
UBS FINANCIAL SERVICES INC.	8174	AG Energy Partners II Offshore Holdings, L.P.	1715982	09/24/2018	D/A	Indefinite	$46,350,000
UBS FINANCIAL SERVICES INC.	8174	AG Energy Partners II Offshore Holdings, L.P.	1715982	09/24/2019	D/A	Indefinite	$46,350,000
UBS FINANCIAL SERVICES INC.	8174	AG Energy Partners II Offshore Holdings, L.P.	1715982	09/25/2020	D/A	Indefinite	$46,350,000
UBS FINANCIAL SERVICES INC.	8174	AG Energy Partners II Offshore Holdings, L.P.	1715982	09/28/2021	D/A	Indefinite	$46,350,000
UBS FINANCIAL SERVICES INC.	8174	AG Energy Partners II Offshore Holdings, L.P.	1715982	09/28/2022	D/A	Indefinite	$46,350,000
UBS FINANCIAL SERVICES INC.	8174	DORCHESTER CAPITAL INTERNATIONAL LTD	1291484	03/02/2016	D/A	Indefinite	$46,341,999
UBS FINANCIAL SERVICES INC.	8174	UBS Distressed Partners, L.L.C.	1451305	12/02/2010	D/A	Indefinite	$46,339,250
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS GAVEA FUND, L.L.C.	1522380	04/16/2015	D/A	Indefinite	$46,309,329

125 Results

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