Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 11-20 out of 125 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	O'Connor Fund of Funds: Global Diversified Strategies Ltd	1529223	08/30/2013	D/A	Indefinite	$48,338,398
UBS FINANCIAL SERVICES INC.	8174	CORSAIR CAPITAL PARTNERS 100 LP	1455536	03/17/2015	D/A	Indefinite	$48,115,703
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS GAVEA FUND, L.L.C.	1522380	04/15/2016	D/A	Indefinite	$48,084,329
UBS FINANCIAL SERVICES INC.	8174	RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P	1376082	08/28/2020	D/A	Indefinite	$47,951,429
UBS FINANCIAL SERVICES INC.	8174	RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P	1376082	08/27/2021	D/A	Indefinite	$47,951,429
UBS FINANCIAL SERVICES INC.	8174	RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P	1376082	08/26/2022	D/A	Indefinite	$47,951,429
UBS FINANCIAL SERVICES INC.	8174	RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P	1376082	09/01/2017	D/A	Indefinite	$47,939,603
UBS FINANCIAL SERVICES INC.	8174	RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P	1376082	08/31/2018	D/A	Indefinite	$47,939,603
UBS FINANCIAL SERVICES INC.	8174	RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P	1376082	08/30/2019	D/A	Indefinite	$47,939,603
UBS FINANCIAL SERVICES INC.	8174	UBS Masters Fund, L.L.C.	947895	05/13/2009	D/A	Indefinite	$47,639,764

125 Results

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