Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 121-125 out of 125 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	O'Connor Fund of Funds: Global Diversified Strategies LLC	1521518	06/06/2011	D	Indefinite	$25,200,001
UBS FINANCIAL SERVICES INC.	8174	A&Q Alternative Yield Fund Ltd	1806216	03/13/2023	D/A	Indefinite	$25,155,000
UBS FINANCIAL SERVICES INC.	8174	A&Q Alternative Yield Fund Ltd	1806216	03/13/2023	D/A	Indefinite	$25,155,000
UBS FINANCIAL SERVICES INC.	8174	Infrastructure Investments Fund (iCapital), Ltd.	1822517	02/18/2022	D/A	Indefinite	$25,040,000
UBS FINANCIAL SERVICES INC.	8174	LOCUST WOOD LONG OPPORTUNITY, LP	1565681	08/17/2017	D/A	Indefinite	$25,004,905

125 Results

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