Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 111-120 out of 125 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	ROGGE CAPITAL PARTNERS II LP	1395592	02/28/2011	D/A	Indefinite	$27,079,753
UBS FINANCIAL SERVICES INC.	8174	Cibus Enterprise Fund II L.P.	1876311	09/14/2022	D/A	Indefinite	$26,953,999
UBS FINANCIAL SERVICES INC.	8174	GARGOYLE HEDGED VALUE FUND L P	1034857	04/11/2011	D/A	$100,000,000	$26,947,672
UBS FINANCIAL SERVICES INC.	8174	Cavendish Futures Fund LLC	1562622	03/04/2013	D	Indefinite	$26,731,735
UBS FINANCIAL SERVICES INC.	8174	CORSAIR CAPITAL PARTNERS 100 LP	1455536	03/15/2011	D/A	Indefinite	$26,632,285
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS GS INVESTMENT PARTNERS (OFFSHORE), LTD.	1541594	04/16/2015	D/A	Indefinite	$26,471,000
UBS FINANCIAL SERVICES INC.	8174	CCI HEALTHCARE PARTNERS, L.P.	1180853	05/11/2011	D/A	Indefinite	$26,245,066
UBS FINANCIAL SERVICES INC.	8174	ROGGE CAPITAL PARTNERS II LP	1395592	03/03/2010	D/A	Indefinite	$25,554,753
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Offshore Fund II, Ltd.	1503462	03/05/2014	D/A	Indefinite	$25,480,785
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2012, L.P.	1558995	04/12/2013	D/A	Indefinite	$25,250,000

125 Results

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