Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 101-110 out of 125 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Crestline Opportunity Partners, L.P.	1359186	06/20/2013	D/A	Indefinite	$29,289,954
UBS FINANCIAL SERVICES INC.	8174	Crestline Opportunity Partners, L.P.	1359186	06/20/2014	D/A	Indefinite	$29,289,954
UBS FINANCIAL SERVICES INC.	8174	RANGER MULTI-STRATEGY LTD	1396105	03/28/2013	D/A	Indefinite	$29,272,479
UBS FINANCIAL SERVICES INC.	8174	RANGER MULTI-STRATEGY LTD	1396105	03/07/2014	D/A	Indefinite	$29,272,479
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Offshore Fund II, Ltd.	1503462	03/05/2015	D/A	Indefinite	$29,080,785
UBS FINANCIAL SERVICES INC.	8174	LOCUST WOOD CAPITAL OFFSHORE FUND LTD	1357210	03/16/2010	D/A	Indefinite	$28,517,039
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Holdings, L.P.	1640919	06/23/2016	D/A	Indefinite	$28,000,000
UBS FINANCIAL SERVICES INC.	8174	UBS GAVEA FUND, L.L.C.	1522380	07/12/2012	D/A	Indefinite	$27,841,829
UBS FINANCIAL SERVICES INC.	8174	UBS GAVEA FUND, L.L.C.	1522380	09/12/2012	D/A	Indefinite	$27,841,829
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	07/06/2017	D/A	$32,917,196	$27,430,997

125 Results

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