Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 91-100 out of 125 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NEUBERGER BERMAN GTAA FUND I, LTD	1424673	03/01/2011	D/A	Indefinite	$30,544,732
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Long/Short Fund II Ltd.	1322306	03/16/2010	D/A	Indefinite	$30,393,310
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Long/Short Fund II Ltd.	1322306	03/15/2011	D/A	Indefinite	$30,393,310
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Long/Short Fund II Ltd.	1322306	09/14/2011	D/A	Indefinite	$30,393,310
UBS FINANCIAL SERVICES INC.	8174	Cross Shore Overseas Fund, Ltd.	1447598	02/18/2011	D/A	Indefinite	$30,175,813
UBS FINANCIAL SERVICES INC.	8174	NB Crossroads 2010 Fund - Institutional Asset Allocation LP	1496180	11/12/2010	D/A	$1,000,000,000	$30,000,000
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS GS INVESTMENT PARTNERS (OFFSHORE), LTD.	1541594	04/15/2016	D/A	Indefinite	$29,821,000
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS GS INVESTMENT PARTNERS (OFFSHORE), LTD.	1541594	04/27/2017	D/A	Indefinite	$29,821,000
UBS FINANCIAL SERVICES INC.	8174	WorldQuant Millennium WMQS GEAE Offshore Fund (iCapital), L.P.	1739923	07/07/2022	D/A	Indefinite	$29,633,721
UBS FINANCIAL SERVICES INC.	8174	Crestline Opportunity Partners, L.P.	1359186	06/20/2012	D/A	Indefinite	$29,549,954

125 Results

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