Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 981-990 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund II Ltd.	1322692	12/23/2019	D/A	Indefinite	$152,804,456
UBS FINANCIAL SERVICES INC.	8174	MacKay Municipal New York Opportunities Fund, LP	1685030	09/26/2019	D/A	Indefinite	$152,648,732
UBS FINANCIAL SERVICES INC.	8174	UBS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.	1407149	09/12/2012	D/A	Indefinite	$152,411,995
UBS FINANCIAL SERVICES INC.	8174	Braeside Capital II, L.P.	1501561	01/12/2015	D/A	Indefinite	$152,384,587
UBS FINANCIAL SERVICES INC.	8174	Tiger Legatus Offshore Fund, Ltd.	1522194	03/17/2017	D/A	Indefinite	$152,222,748
UBS FINANCIAL SERVICES INC.	8174	LOCUST WOOD CAPITAL OFFSHORE LTD	1357210	03/16/2015	D/A	Indefinite	$151,899,994
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Merger Arbitrage Ltd	1643061	03/01/2019	D/A	Indefinite	$151,547,345
UBS FINANCIAL SERVICES INC.	8174	A&Q Global Diversified Strategies Fund LLC	1521518	07/16/2015	D/A	Indefinite	$151,431,929
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund II Ltd.	1322692	03/15/2011	D/A	Indefinite	$151,306,934
UBS FINANCIAL SERVICES INC.	8174	Stelliam Offshore Fund II, Ltd.	1597833	07/09/2015	D/A	Indefinite	$150,690,585

1,174 Results

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