Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $5 Billion to $10 Billion $10 Billion to $25 Billion $25 Billion to $50 Billion

Sort by:

Displaying 971-980 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	AIS FUTURES FUND IV LP	1023453	12/03/2015	D/A	Indefinite	$155,107,440
UBS FINANCIAL SERVICES INC.	8174	AIS FUTURES FUND IV LP	1023453	12/03/2014	D/A	Indefinite	$155,105,440
UBS FINANCIAL SERVICES INC.	8174	A&Q Global Diversified Strategies Fund LLC	1521518	07/18/2016	D/A	Indefinite	$154,731,929
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund Ltd.	1216470	12/23/2019	D/A	Indefinite	$154,410,128
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund Ltd.	1216470	12/28/2020	D/A	Indefinite	$154,410,128
UBS FINANCIAL SERVICES INC.	8174	AIS FUTURES FUND IV LP	1023453	12/03/2013	D/A	Indefinite	$154,055,440
UBS FINANCIAL SERVICES INC.	8174	AIS FUTURES FUND IV LP	1023453	03/06/2013	D/A	Indefinite	$153,642,439
UBS FINANCIAL SERVICES INC.	8174	SHEFFIELD PARTNERS L P	1221903	03/11/2019	D/A	Indefinite	$153,574,709
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha WM II LLC	1663964	02/13/2018	D/A	Indefinite	$153,217,031
UBS FINANCIAL SERVICES INC.	8174	Braeside Capital II, L.P.	1501561	01/12/2016	D/A	Indefinite	$153,079,754

1,174 Results

<
1
...
96
97
98
99
100
...
118
>