Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | BELVEDERE CAPITAL FUND CO LLC | 1035602 | 03/09/2021 | D/A | Indefinite | $155,706,822 |
| UBS FINANCIAL SERVICES INC. | 8174 | SHEFFIELD PARTNERS L P | 1221903 | 03/11/2020 | D/A | Indefinite | $155,618,487 |
| UBS FINANCIAL SERVICES INC. | 8174 | SHEFFIELD PARTNERS L P | 1221903 | 03/11/2021 | D/A | Indefinite | $155,618,487 |
| UBS FINANCIAL SERVICES INC. | 8174 | AIS FUTURES FUND IV LP | 1023453 | 12/01/2021 | D/A | Indefinite | $155,217,440 |
| UBS FINANCIAL SERVICES INC. | 8174 | AIS FUTURES FUND IV LP | 1023453 | 12/06/2022 | D/A | Indefinite | $155,217,440 |
| UBS FINANCIAL SERVICES INC. | 8174 | AIS FUTURES FUND IV LP | 1023453 | 11/30/2020 | D/A | Indefinite | $155,177,440 |
| UBS FINANCIAL SERVICES INC. | 8174 | AIS FUTURES FUND IV LP | 1023453 | 12/01/2017 | D/A | Indefinite | $155,147,440 |
| UBS FINANCIAL SERVICES INC. | 8174 | AIS FUTURES FUND IV LP | 1023453 | 11/30/2018 | D/A | Indefinite | $155,147,440 |
| UBS FINANCIAL SERVICES INC. | 8174 | AIS FUTURES FUND IV LP | 1023453 | 11/29/2019 | D/A | Indefinite | $155,147,440 |
| UBS FINANCIAL SERVICES INC. | 8174 | AIS FUTURES FUND IV LP | 1023453 | 12/02/2016 | D/A | Indefinite | $155,132,440 |