Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 941-950 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund Ltd.	1216470	03/15/2011	D/A	Indefinite	$158,974,778
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund Ltd.	1216470	09/14/2011	D/A	Indefinite	$158,974,778
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund Ltd.	1216470	12/01/2011	D/A	Indefinite	$158,974,778
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund Ltd.	1216470	12/12/2012	D/A	Indefinite	$158,974,778
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund Ltd.	1216470	12/12/2013	D/A	Indefinite	$158,974,778
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund Ltd.	1216470	12/12/2014	D/A	Indefinite	$158,974,778
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund Ltd.	1216470	12/14/2015	D/A	Indefinite	$158,974,778
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund Ltd.	1216470	12/15/2016	D/A	Indefinite	$158,974,778
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund Ltd.	1216470	12/18/2017	D/A	Indefinite	$158,974,778
UBS FINANCIAL SERVICES INC.	8174	SHEFFIELD PARTNERS L P	1221903	03/11/2022	D/A	Indefinite	$158,868,487

1,174 Results

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