Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 931-940 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Gargoyle Hedged Value QP Fund L P	1308700	10/25/2013	D/A	Indefinite	$161,521,042
UBS FINANCIAL SERVICES INC.	8174	Gargoyle Hedged Value QP Fund L P	1308700	10/25/2013	D/A	Indefinite	$161,521,042
UBS FINANCIAL SERVICES INC.	8174	Gargoyle Hedged Value QP Fund L P	1308700	12/11/2013	D/A	Indefinite	$161,521,042
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha WM II LLC	1663964	02/13/2019	D/A	Indefinite	$161,246,744
UBS FINANCIAL SERVICES INC.	8174	UBS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.	1407149	01/28/2014	D/A	Indefinite	$161,011,995
UBS FINANCIAL SERVICES INC.	8174	Braeside Capital II, L.P.	1501561	12/29/2017	D/A	Indefinite	$160,713,985
UBS FINANCIAL SERVICES INC.	8174	STRATEGIC VALUE SPECIAL SITUATIONS FUND III, L.P.	1593943	08/14/2014	D/A	Indefinite	$160,209,000
UBS FINANCIAL SERVICES INC.	8174	SHEFFIELD PARTNERS L P	1221903	03/10/2023	D/A	Indefinite	$159,810,087
UBS FINANCIAL SERVICES INC.	8174	Alkeon Innovation Offshore Fund II, LP	1838006	06/10/2021	D/A	Indefinite	$159,117,500
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund Ltd.	1216470	03/16/2010	D/A	Indefinite	$158,974,778

1,174 Results

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