Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $5 Billion to $10 Billion $10 Billion to $25 Billion $25 Billion to $50 Billion

Sort by:

Displaying 911-920 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	III Fund Ltd.	1469720	03/06/2013	D/A	Indefinite	$165,875,321
UBS FINANCIAL SERVICES INC.	8174	Tiger Legatus Offshore Fund, Ltd.	1522194	03/11/2020	D/A	Indefinite	$165,762,748
UBS FINANCIAL SERVICES INC.	8174	Tiger Legatus Offshore Fund, Ltd.	1522194	03/12/2021	D/A	Indefinite	$165,762,748
UBS FINANCIAL SERVICES INC.	8174	Tiger Legatus Offshore Fund, Ltd.	1522194	03/19/2019	D/A	Indefinite	$165,662,748
UBS FINANCIAL SERVICES INC.	8174	Tiger Legatus Offshore Fund, Ltd.	1522194	03/19/2018	D/A	Indefinite	$165,612,748
UBS FINANCIAL SERVICES INC.	8174	Cavendish Futures Fund LLC	1562622	11/17/2015	D/A	Indefinite	$164,615,270
UBS FINANCIAL SERVICES INC.	8174	AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC	1767006	05/12/2022	D/A	Indefinite	$164,125,981
UBS FINANCIAL SERVICES INC.	8174	A&Q Global Diversified Strategies Fund Ltd	1529223	07/18/2017	D/A	Indefinite	$163,869,928
UBS FINANCIAL SERVICES INC.	8174	A&Q Global Diversified Strategies Fund Ltd	1529223	07/18/2018	D/A	Indefinite	$163,869,928
UBS FINANCIAL SERVICES INC.	8174	VOYAGER PARTNERS L P	1038088	02/17/2017	D/A	Indefinite	$163,596,371

1,174 Results

<
1
...
90
91
92
93
94
...
118
>