Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $5 Billion to $10 Billion $10 Billion to $25 Billion $25 Billion to $50 Billion

Sort by:

Displaying 861-870 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	LOCUST WOOD CAPITAL OFFSHORE LTD	1357210	03/16/2016	D/A	Indefinite	$182,716,690
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund II Ltd.	1322692	12/12/2012	D/A	Indefinite	$182,509,922
UBS FINANCIAL SERVICES INC.	8174	AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC	1767006	02/09/2023	D/A	Indefinite	$182,499,481
UBS FINANCIAL SERVICES INC.	8174	AQR Delphi Long-Short Equity Fund, L.P.	1524221	09/09/2021	D/A	Indefinite	$182,231,334
UBS FINANCIAL SERVICES INC.	8174	CORSAIR SELECT LP	1456208	03/17/2014	D/A	Indefinite	$181,825,836
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Offshore Fund II, Ltd.	1503462	10/21/2022	D/A	Indefinite	$181,422,431
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund II Ltd.	1322692	09/14/2011	D/A	Indefinite	$180,960,824
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund II Ltd.	1322692	12/01/2011	D/A	Indefinite	$180,960,824
UBS FINANCIAL SERVICES INC.	8174	AQR Delphi Long-Short Equity Fund, L.P.	1524221	08/13/2021	D/A	Indefinite	$180,766,334
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth RJ Partners, LP	1501156	09/21/2015	D/A	Indefinite	$179,841,979

1,174 Results

<
1
...
85
86
87
88
89
...
118
>