Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 851-860 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Legion Strategies, Ltd.	1547953	04/22/2016	D/A	Indefinite	$185,473,322
UBS FINANCIAL SERVICES INC.	8174	O'Connor Fund of Funds: Technology LLC	1281771	12/01/2011	D/A	Indefinite	$185,309,214
UBS FINANCIAL SERVICES INC.	8174	UBS Millennium Fund, L.L.C.	1517972	04/15/2011	D	Indefinite	$184,427,000
UBS FINANCIAL SERVICES INC.	8174	A&Q Special Opportunities Fund LLC	1692468	12/17/2018	D/A	Indefinite	$184,000,001
UBS FINANCIAL SERVICES INC.	8174	A&Q Special Opportunities Fund LLC	1692468	12/17/2019	D/A	Indefinite	$184,000,001
UBS FINANCIAL SERVICES INC.	8174	PEAK6 Achievement Fund Ltd.	1557550	09/09/2014	D/A	Indefinite	$183,659,000
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund II Ltd.	1322692	12/12/2013	D/A	Indefinite	$183,059,922
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund II Ltd.	1322692	12/12/2014	D/A	Indefinite	$183,059,922
UBS FINANCIAL SERVICES INC.	8174	A&Q Special Opportunities Fund LLC	1692468	12/15/2017	D/A	Indefinite	$182,900,000
UBS FINANCIAL SERVICES INC.	8174	Solus 2 LLC	1816393	06/29/2023	D/A	Indefinite	$182,851,477

1,174 Results

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