Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 841-850 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	UBS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.	1407149	01/28/2014	D/A	Indefinite	$192,654,083
UBS FINANCIAL SERVICES INC.	8174	UBS MILLENNIUM FUND (OFFSHORE), LTD.	1521529	04/13/2012	D/A	Indefinite	$191,048,664
UBS FINANCIAL SERVICES INC.	8174	LOCUST WOOD CAPITAL LP	1178063	03/16/2011	D/A	Indefinite	$190,456,892
UBS FINANCIAL SERVICES INC.	8174	A&Q Global Diversified Strategies Fund Ltd	1529223	07/19/2019	D/A	Indefinite	$190,369,928
UBS FINANCIAL SERVICES INC.	8174	A&Q Special Opportunities Fund LLC	1692468	12/17/2020	D/A	Indefinite	$190,150,001
UBS FINANCIAL SERVICES INC.	8174	AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC	1767006	05/11/2023	D/A	Indefinite	$190,024,481
UBS FINANCIAL SERVICES INC.	8174	Manikay Offshore Fund, Ltd.	1454892	07/11/2018	D/A	Indefinite	$189,609,237
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Offshore Fund, Ltd.	1278837	10/26/2018	D/A	Indefinite	$188,162,907
UBS FINANCIAL SERVICES INC.	8174	AQR Delphi Long-Short Equity Fund, L.P.	1524221	11/12/2021	D/A	Indefinite	$187,671,334
UBS FINANCIAL SERVICES INC.	8174	Legion Strategies, Ltd.	1547953	04/21/2017	D/A	Indefinite	$185,573,322

1,174 Results

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