Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 831-840 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Fund IV, L.P.	1776686	09/06/2019	D	Indefinite	$195,245,000
UBS FINANCIAL SERVICES INC.	8174	AG SUPER FUND INTERNATIONAL LTD	1014422	04/12/2021	D/A	Indefinite	$194,858,262
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.	1407149	04/15/2016	D/A	Indefinite	$194,839,483
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS KKR FUND XI, L.L.C.	1549308	11/20/2012	D	Indefinite	$194,771,000
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth RJ Partners, LP	1501156	09/21/2016	D/A	Indefinite	$194,535,004
UBS FINANCIAL SERVICES INC.	8174	Crestline Partners, L.P.	1061335	03/07/2012	D/A	Indefinite	$194,041,359
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.	1407149	04/16/2015	D/A	Indefinite	$193,294,483
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund II Ltd.	1322692	12/14/2015	D/A	Indefinite	$193,059,922
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund II Ltd.	1322692	12/15/2016	D/A	Indefinite	$193,059,922
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.	1407149	04/14/2014	D/A	Indefinite	$192,797,483

1,174 Results

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