Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | Amber Global Opportunities Fund LP | 1458004 | 08/18/2015 | D/A | Indefinite | $210,037,353 |
| UBS FINANCIAL SERVICES INC. | 8174 | TERRAPIN FUND OF FUNDS LP | 1177829 | 06/30/2014 | D/A | Indefinite | $209,386,263 |
| UBS FINANCIAL SERVICES INC. | 8174 | LOCUST WOOD CAPITAL OFFSHORE LTD | 1357210 | 03/16/2018 | D/A | Indefinite | $209,294,560 |
| UBS FINANCIAL SERVICES INC. | 8174 | CORSAIR SELECT LP | 1456208 | 03/19/2020 | D/A | Indefinite | $209,079,249 |
| UBS FINANCIAL SERVICES INC. | 8174 | CORSAIR SELECT LP | 1456208 | 03/19/2021 | D/A | Indefinite | $209,079,249 |
| UBS FINANCIAL SERVICES INC. | 8174 | A&Q Technology Fund LLC | 1281771 | 11/23/2015 | D/A | Indefinite | $209,033,760 |
| UBS FINANCIAL SERVICES INC. | 8174 | Cavendish Futures Fund LLC | 1562622 | 07/12/2016 | D/A | Indefinite | $209,022,303 |
| UBS FINANCIAL SERVICES INC. | 8174 | TERRAPIN FUND OF FUNDS LP | 1177829 | 03/14/2012 | D/A | Indefinite | $208,886,263 |
| UBS FINANCIAL SERVICES INC. | 8174 | TERRAPIN FUND OF FUNDS LP | 1177829 | 06/28/2012 | D/A | Indefinite | $208,886,263 |
| UBS FINANCIAL SERVICES INC. | 8174 | TERRAPIN FUND OF FUNDS LP | 1177829 | 06/28/2013 | D/A | Indefinite | $208,886,263 |