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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 761-770 out of 1,174 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174AQR Delphi Long-Short Equity Fund, L.P.152422105/12/2022D/AIndefinite$216,783,334
UBS FINANCIAL SERVICES INC.8174O'Connor Fund of Funds: Equity Opportunity LLC115795711/27/2013D/AIndefinite$216,500,361
UBS FINANCIAL SERVICES INC.8174A&Q Equity Opportunity Fund LLC115795711/26/2014D/AIndefinite$216,500,361
UBS FINANCIAL SERVICES INC.8174O'Connor Fund of Funds: Equity Opportunity LLC115795712/01/2011D/AIndefinite$216,450,361
UBS FINANCIAL SERVICES INC.8174O'Connor Fund of Funds: Equity Opportunity LLC115795711/30/2012D/AIndefinite$216,450,361
UBS FINANCIAL SERVICES INC.8174A&Q Global Diversified Strategies Fund Ltd152922307/20/2021D/AIndefinite$214,893,928
UBS FINANCIAL SERVICES INC.8174UBS Paulson Advantage, L.L.C.147163312/02/2010D/AIndefinite$214,002,000
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Partners, LP127883403/09/2011D/AIndefinite$214,000,310
UBS FINANCIAL SERVICES INC.8174III Fund Ltd.146972002/22/2016D/AIndefinite$213,921,628
UBS FINANCIAL SERVICES INC.8174LOCUST WOOD CAPITAL OFFSHORE LTD135721003/16/2020D/AIndefinite$213,744,810

1,174 Results

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