Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 741-750 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	UBS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C.	1395039	11/15/2013	D/A	Indefinite	$222,678,178
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C.	1395039	04/14/2014	D/A	Indefinite	$222,678,178
UBS FINANCIAL SERVICES INC.	8174	Legion Strategies, Ltd.	1547953	04/11/2019	D/A	Indefinite	$222,677,208
UBS FINANCIAL SERVICES INC.	8174	A&Q Technology Fund LLC	1281771	11/19/2018	D/A	Indefinite	$222,479,815
UBS FINANCIAL SERVICES INC.	8174	AQR Delphi Long-Short Equity Fund, L.P.	1524221	11/10/2022	D/A	Indefinite	$221,458,334
UBS FINANCIAL SERVICES INC.	8174	UBS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C.	1395039	12/02/2009	D/A	Indefinite	$221,193,178
UBS FINANCIAL SERVICES INC.	8174	A&Q Technology Fund LLC	1281771	11/17/2017	D/A	Indefinite	$221,166,140
UBS FINANCIAL SERVICES INC.	8174	UBS RENAISSANCE INSTITUTIONAL EQUITIES FUND I LLC	1395039	03/11/2009	D/A	Indefinite	$220,943,178
UBS FINANCIAL SERVICES INC.	8174	Candlewood Constellation SPC Ltd.	1620717	09/28/2018	D/A	Indefinite	$220,930,000
UBS FINANCIAL SERVICES INC.	8174	Candlewood Constellation SPC Ltd.	1620717	09/30/2019	D/A	Indefinite	$220,930,000

1,174 Results

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