Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 731-740 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/07/2016	D/A	$270,000,000	$225,000,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/20/2017	D/A	$270,000,000	$225,000,000
UBS FINANCIAL SERVICES INC.	8174	AQR Delphi Long-Short Equity Fund, L.P.	1524221	02/09/2023	D/A	Indefinite	$224,821,497
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND III, L.L.C.	1557747	10/09/2013	D/A	Indefinite	$223,890,000
UBS FINANCIAL SERVICES INC.	8174	A&Q Technology Fund LLC	1281771	11/19/2019	D/A	Indefinite	$223,254,815
UBS FINANCIAL SERVICES INC.	8174	A&Q Technology Fund LLC	1281771	11/19/2020	D/A	Indefinite	$223,254,815
UBS FINANCIAL SERVICES INC.	8174	AlphaKeys Atlas Enhanced Fund, L.L.C.	1663522	06/09/2017	D	Indefinite	$223,214,749
UBS FINANCIAL SERVICES INC.	8174	Legion Strategies, Ltd.	1547953	04/09/2020	D/A	Indefinite	$223,177,207
UBS FINANCIAL SERVICES INC.	8174	JAM PARTNERS, L.P.	944774	03/23/2011	D/A	Indefinite	$223,012,817
UBS FINANCIAL SERVICES INC.	8174	LDR Preferred Income Fund, LLC	1466409	01/04/2017	D/A	Indefinite	$222,990,483

1,174 Results

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