Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 721-730 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	UBS WILLOW FUND, L.L.C.	1106258	12/02/2010	D/A	Indefinite	$230,306,851
UBS FINANCIAL SERVICES INC.	8174	UBS WILLOW FUND, L.L.C.	1106258	12/02/2009	D/A	Indefinite	$229,313,851
UBS FINANCIAL SERVICES INC.	8174	LOCUST WOOD CAPITAL OFFSHORE LTD	1357210	03/17/2023	D/A	Indefinite	$229,082,145
UBS FINANCIAL SERVICES INC.	8174	Legion Strategies, Ltd.	1547953	04/09/2021	D/A	Indefinite	$228,177,207
UBS FINANCIAL SERVICES INC.	8174	Legion Strategies, Ltd.	1547953	04/08/2022	D/A	Indefinite	$228,177,207
UBS FINANCIAL SERVICES INC.	8174	Legion Strategies, Ltd.	1547953	04/07/2023	D/A	Indefinite	$228,177,207
UBS FINANCIAL SERVICES INC.	8174	UBS MILLENNIUM FUND (OFFSHORE), LTD.	1521529	09/13/2012	D/A	Indefinite	$226,148,664
UBS FINANCIAL SERVICES INC.	8174	LOCUST WOOD CAPITAL OFFSHORE LTD	1357210	03/17/2022	D/A	Indefinite	$225,755,545
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C.	1395039	04/16/2015	D/A	Indefinite	$225,628,178
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/14/2015	D/A	$270,000,000	$225,000,000

1,174 Results

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