Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 711-720 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	A&Q Technology Fund LLC	1281771	11/18/2022	D/A	Indefinite	$236,404,815
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha II Ltd	1502315	06/01/2023	D/A	Indefinite	$236,321,158
UBS FINANCIAL SERVICES INC.	8174	UBS Paulson Advantage, L.L.C.	1471633	12/02/2011	D/A	Indefinite	$235,881,500
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Offshore Fund, Ltd.	1278837	10/25/2019	D/A	Indefinite	$235,352,313
UBS FINANCIAL SERVICES INC.	8174	LDR Preferred Income Fund, LLC	1466409	07/26/2017	D/A	Indefinite	$235,140,482
UBS FINANCIAL SERVICES INC.	8174	Cavendish Futures Fund LLC	1562622	07/10/2017	D/A	Indefinite	$234,990,319
UBS FINANCIAL SERVICES INC.	8174	STRATEGIC VALUE SPECIAL SITUATIONS FUND III, L.P.	1593943	10/14/2014	D/A	Indefinite	$234,439,800
UBS FINANCIAL SERVICES INC.	8174	Rialto Real Estate Fund III - Property, LP	1654792	01/10/2017	D/A	Indefinite	$233,844,000
UBS FINANCIAL SERVICES INC.	8174	UBS MILLENNIUM FUND (OFFSHORE), LTD.	1521529	10/09/2012	D/A	Indefinite	$233,548,664
UBS FINANCIAL SERVICES INC.	8174	BELVEDERE CAPITAL FUND CO LLC	1035602	04/27/2023	D/A	Indefinite	$231,386,060

1,174 Results

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