Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 701-710 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS PAULSON ADVANTAGE, L.L.C.	1471633	04/16/2015	D/A	Indefinite	$237,986,500
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS PAULSON ADVANTAGE, L.L.C.	1471633	04/15/2016	D/A	Indefinite	$237,986,500
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS PAULSON ADVANTAGE, L.L.C.	1471633	04/20/2017	D/A	Indefinite	$237,986,500
UBS FINANCIAL SERVICES INC.	8174	UBS Paulson Advantage, L.L.C.	1471633	11/14/2013	D/A	Indefinite	$237,936,500
UBS FINANCIAL SERVICES INC.	8174	Amber Global Opportunities Fund LP	1458004	08/18/2016	D/A	Indefinite	$237,847,764
UBS FINANCIAL SERVICES INC.	8174	Amber Global Opportunities Fund LP	1458004	08/18/2017	D/A	Indefinite	$237,847,764
UBS FINANCIAL SERVICES INC.	8174	Amber Global Opportunities Fund LP	1458004	08/17/2018	D/A	Indefinite	$237,847,764
UBS FINANCIAL SERVICES INC.	8174	UBS Paulson Advantage, L.L.C.	1471633	11/30/2012	D/A	Indefinite	$237,631,500
UBS FINANCIAL SERVICES INC.	8174	Halcyon Solutions Fund US LP	1679890	07/25/2018	D/A	Indefinite	$236,857,813
UBS FINANCIAL SERVICES INC.	8174	A&Q Technology Fund LLC	1281771	11/19/2021	D/A	Indefinite	$236,404,815

1,174 Results

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