Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 661-670 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Crestline Offshore Fund, Ltd.	1162585	03/07/2011	D/A	Indefinite	$261,010,613
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Offshore Holdings IV, L.P.	1776674	04/06/2021	D/A	Indefinite	$260,256,000
UBS FINANCIAL SERVICES INC.	8174	Brookfield Technology Partners II L.P.	1803479	08/05/2021	D/A	Indefinite	$259,345,000
UBS FINANCIAL SERVICES INC.	8174	Rogge Capital Partners L P	1321859	03/03/2010	D/A	Indefinite	$258,857,076
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Merger Arbitrage Ltd	1643061	05/29/2020	D/A	Indefinite	$258,846,963
UBS FINANCIAL SERVICES INC.	8174	Cavendish Futures Fund LLC	1562622	07/09/2020	D/A	Indefinite	$258,112,649
UBS FINANCIAL SERVICES INC.	8174	A&Q Global Diversified Strategies Fund LLC	1521518	07/19/2019	D/A	Indefinite	$257,976,651
UBS FINANCIAL SERVICES INC.	8174	A&Q Global Diversified Strategies Fund LLC	1521518	07/20/2020	D/A	Indefinite	$257,976,651
UBS FINANCIAL SERVICES INC.	8174	AlphaKeys Total Alternatives Solution 2016, L.L.C.	1698483	05/16/2017	D/A	$257,526,000	$257,526,000
UBS FINANCIAL SERVICES INC.	8174	A&Q Global Diversified Strategies Fund LLC	1521518	07/18/2018	D/A	Indefinite	$257,401,651

1,174 Results

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