Potomac Analytics' Logo

Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 631-640 out of 1,174 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Bardin Hill Event-Driven Fund US LP167989011/20/2020D/AIndefinite$285,433,889
UBS FINANCIAL SERVICES INC.8174Bardin Hill Event-Driven Fund US LP167989011/19/2021D/AIndefinite$285,433,889
UBS FINANCIAL SERVICES INC.8174AG Energy Credit Opportunities Offshore Holdings IV, L.P.177667404/07/2022D/AIndefinite$284,206,000
UBS FINANCIAL SERVICES INC.8174iCapital-Blackstone SP IX US Access Fund, L.P.186020410/06/2021D/AIndefinite$284,100,000
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS MILLENNIUM FUND II, L.L.C.151981004/15/2016D/AIndefinite$281,817,832
UBS FINANCIAL SERVICES INC.8174AlphaKeys Atlas Enhanced Fund, L.L.C.166352205/22/2019D/AIndefinite$281,046,953
UBS FINANCIAL SERVICES INC.8174AAA Energy Opportunities Fund LLC152900411/21/2012D/AIndefinite$280,539,333
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS MILLENNIUM FUND II, L.L.C.151981004/16/2015D/AIndefinite$280,467,832
UBS FINANCIAL SERVICES INC.8174UBS MILLENNIUM FUND (OFFSHORE), LTD.152152906/13/2013D/AIndefinite$278,001,264
UBS FINANCIAL SERVICES INC.8174Avenue Aviation Opportunities Fund III (Onshore), L.P.179416611/24/2021D/AIndefinite$277,364,000

1,174 Results

Display: