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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 621-630 out of 1,174 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174AlphaKeys Atlas Enhanced Fund, L.L.C.166352204/30/2020D/AIndefinite$289,531,953
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Partners, LP127883403/05/2013D/AIndefinite$289,453,998
UBS FINANCIAL SERVICES INC.8174Crestline Offshore Fund, Ltd.116258503/07/2012D/AIndefinite$289,260,613
UBS FINANCIAL SERVICES INC.8174UBS Millennium Fund, L.L.C.151797204/12/2013D/AIndefinite$289,241,884
UBS FINANCIAL SERVICES INC.8174LOCUST WOOD CAPITAL LP117806303/15/2013D/AIndefinite$288,812,314
UBS FINANCIAL SERVICES INC.8174JAM PARTNERS, L.P.94477405/08/2015D/AIndefinite$288,434,966
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS MILLENNIUM FUND II, L.L.C.151981004/20/2017D/AIndefinite$287,817,832
UBS FINANCIAL SERVICES INC.8174LDR Preferred Income Fund, LLC146640907/25/2018D/AIndefinite$286,963,772
UBS FINANCIAL SERVICES INC.8174Bardin Hill Event-Driven Fund US LP167989011/18/2022D/AIndefinite$285,683,889
UBS FINANCIAL SERVICES INC.8174Bardin Hill Event-Driven Fund US LP167989011/20/2019D/AIndefinite$285,433,889

1,174 Results

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