Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $5 Billion to $10 Billion $10 Billion to $25 Billion $25 Billion to $50 Billion

Sort by:

Displaying 611-620 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth PW Partners, LP	1501157	03/05/2015	D/A	Indefinite	$298,181,556
UBS FINANCIAL SERVICES INC.	8174	Crestline Offshore Fund, Ltd.	1162585	06/20/2013	D/A	Indefinite	$297,900,159
UBS FINANCIAL SERVICES INC.	8174	MacKay Municipal New York Opportunities Fund, LP	1685030	09/24/2021	D/A	Indefinite	$297,683,963
UBS FINANCIAL SERVICES INC.	8174	AlphaKeys Atlas Enhanced Fund, L.L.C.	1663522	04/26/2021	D/A	Indefinite	$297,344,882
UBS FINANCIAL SERVICES INC.	8174	AlphaKeys Atlas Enhanced Fund, L.L.C.	1663522	04/28/2022	D/A	Indefinite	$297,344,882
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Partners II, LP	1496174	03/11/2013	D/A	Indefinite	$295,859,266
UBS FINANCIAL SERVICES INC.	8174	Old Kings Capital, L.P.	1476956	01/15/2015	D/A	Indefinite	$293,904,722
UBS FINANCIAL SERVICES INC.	8174	JAM PARTNERS, L.P.	944774	05/03/2016	D/A	Indefinite	$293,519,967
UBS FINANCIAL SERVICES INC.	8174	Crestline Offshore Fund, Ltd.	1162585	06/25/2012	D/A	Indefinite	$291,185,613
UBS FINANCIAL SERVICES INC.	8174	SHEFFIELD INTERNATIONAL PARTNERS LTD	1305572	03/11/2013	D/A	Indefinite	$290,685,800

1,174 Results

<
1
...
60
61
62
63
64
...
118
>