Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $5 Billion to $10 Billion $10 Billion to $25 Billion $25 Billion to $50 Billion

Sort by:

Displaying 601-610 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	JAM PARTNERS, L.P.	944774	05/09/2014	D/A	Indefinite	$306,051,810
UBS FINANCIAL SERVICES INC.	8174	LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z	1257734	12/17/2014	D/A	Indefinite	$304,095,031
UBS FINANCIAL SERVICES INC.	8174	Carlyle Global Infrastructure Opportunity Fund Access, L.P.	1727920	04/13/2018	D/A	Indefinite	$303,530,000
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS KKR ENERGY INCOME FUND, L.L.C.	1587485	11/12/2013	D	Indefinite	$303,221,000
UBS FINANCIAL SERVICES INC.	8174	Crestline Offshore Fund, Ltd.	1162585	03/05/2010	D/A	Indefinite	$303,049,658
UBS FINANCIAL SERVICES INC.	8174	Blackstone Strategic Alliance Offshore Fund II Ltd.	1492301	01/12/2011	D/A	Indefinite	$302,000,000
UBS FINANCIAL SERVICES INC.	8174	Tiger Legatus Partners, LP	1474893	03/21/2016	D/A	Indefinite	$300,473,712
UBS FINANCIAL SERVICES INC.	8174	Cibus Fund II L.P.	1876324	01/17/2023	D/A	Indefinite	$299,875,000
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND II, L.L.C.	1519810	04/19/2018	D/A	Indefinite	$299,517,832
UBS FINANCIAL SERVICES INC.	8174	JAM PARTNERS, L.P.	944774	05/10/2013	D/A	Indefinite	$299,510,877

1,174 Results

<
1
...
59
60
61
62
63
...
118
>